Information regarding notification procedure of major holdings by liable persons in compliance with the applicable legislation.
Space Hellas (the company) for the purpose of informing and facilitating the investing public, notifies information as regards the notification in case of acquisition or disposal of major holdings and the relevant procedure, in accordance with the provisions of the law 3556/2007, the decision 1/434 /3.7.2007 of the BoD of the Hellenic Capital Markets Commission and the relevant clarifications of the interpretive circular 33/03.07.2007 of the Hellenic Capital Market Commission.
According to the law 3556/2007, it is an individual obligation:
(a) of any shareholder of a company, whose shares are traded on a regulated market, who acquires or disposes of shares with voting rights
(b) or whose voting rights are changed due to a corporate event and
(c) of any person (shareholder or not) entitled to acquire, hold or exercise voting rights of the same company
and due to this acquisition or disposal or exercise thereof, the percentage of voting rights held or exercised reaches, exceeds or falls below the limits of 5%, 10%, 15%, 20%, 25%, 1/3, 50% and 2/3 of the total voting rights of the company or, if such shareholder holds a percentage of voting rights greater than 10%, there is a change equal to or greater of 3% of the company’s total voting rights, to notify the company and the Hellenic Capital Market Commission in relation to the percentage of the owned voting rights as a result of this acquisition or disposal.
The company’s total number of voting rights and share capital are published on its website in accordance with the applicable provisions.
The said obliged persons must submit the above notification as soon as possible, and in any case at the latest within three (3) trading days as of the date when the relevant obligation for notification was created.
The simultaneous notification of the issuer and of the Hellenic Capital Market Commission is carried out by the submission of a relevant notification form (TR1), a template of which is posted on the website of the (http://www.hcmc.gr/el_GR/web/portal/participantcompany) in Greek and English, dully signed by the said obliged person or by another dully authorized person and, in case of a legal entity, by its legal representative. The notification form is accompanied by an appendix which is completed by the said obliged persons with their personal data – it is recommended to mention father’s name of the liable person as well – and is submitted only to the Hellenic Capital Market Commission. The notification form should be submitted accompanied also with the relevant legalization documents, which remain valid henceforth until they are revoked. The correct completion of the notification form and the accompanying appendix is an obligation of the said obliged persons, who are responsible for any errors and omissions.
The duly signed TR1 notification form is submitted to:
a) the company’s Investor Relations & Corporate Announcements Unit at the address: 302 Messogion Ave, 155 62 Cholargos, Attica, during working days and hours (between 09.00 and 16.00) and by an electronic mail (email) to the electronic mail address: email@example.com or by fax in the following number: +30 210-6504458. The said obliged person should ensure the successful sending of the documents and their reception by the company’s Investor Relations & Corporate Announcements Unit.
b) the central protocol of the Hellenic Capital Market Commission at the address Ippokratous 3-5, Athens and is addressed to the Directorate of Listed Companies dept. of Continuous Information with the indication “notification of major change in voting rights according to the law 3356/2007”. The notification form can also be submitted by fax to +30 210 3377243 or by e-mail to firstname.lastname@example.org. In this case the notification form should be accompanied by a cover page which should include especially the sender’ s data, his/her signature, contact phone number and the number of the pages sent. The said obliged person should ensure the successful sending of the documents and their reception by the competent protocol service of the Hellenic Capital Market Commission.
It is noted that in case of violation of the above obligations, the Hellenic Capital Market Commission may impose a reprimand or a fine of up to 1,000,000 euros, in accordance with article 26 of the law 3556/2007.
For more information, shareholders can contact the company's Investor Relations & Corporate Announcements Unit (tel. +30 210 6504458) during working days and hours (between 09.00 and 16.00) or visit the website of the Hellenic Capital Market Commission (http://www.hcmc.gr).
The competent authority for the supervision of the notification obligations is the Hellenic Capital Market Commission and the relevant notification form is posted to its website (http://www.hcmc.gr/el_GR/web/portal/participantcompany).
The table below presents the transactions of the above Liable Persons.
Table of Transactions of Liable Persons